Skip to main content
ria.purplepond.in

  • Plan > Protect > Plough > Prosper

    With PurplePond, you can be assured that your best interests are prioritised. 

    PurplePond - your ultimate financial advisor

    Login
    Contact us
About Image

10+

Years

About us

At your service. Always

We are happy to inform that PurplePond is now a “Registered Investment Advisor“. As part of our RIA initiative, we help our clients with their financial plans taking into consideration their goals, finances, their current situation and future financial needs.

Investments
Insurance
Estate Planning
Fixed Income & Transmission

RIA

Registered Investment Advisor

A Registered Investment Advisor (RIA) in India is a financial professional or firm that provides expert investment advice, portfolio management, and wealth management services. RIAs in India are registered with the Securities and Exchange Board of India (SEBI), the country’s regulatory authority for the securities market. The SEBI (Investment Advisers) Regulations, 2013 govern the functioning of RIAs, ensuring that they adhere to ethical standards and provide sound, unbiased advice to their clients.

When selecting an RIA, it’s essential to consider their experience, qualifications, and understanding of your financial goals. Look for advisors who are SEBI-registered and transparent about their fee structure. A good RIA should take the time to understand your needs, offer customized solutions, and maintain ongoing communication to ensure your financial plans remain on course.

By partnering with a Registered Investment Advisor, you can be confident that you are receiving professional, ethical, and personalized guidance to help you grow and protect your wealth.

Responsibilities of an RIA

Personalised Advise

RIAs assess each client’s financial situation, goals, risk tolerance, and time horizon to create tailored investment strategies. This personalized approach ensures that clients receive advice that is specifically aligned with their unique financial aspirations.

Fiduciary Duty

An RIA in India is legally bound by a fiduciary responsibility to act in the best interests of their clients. This means that they must always prioritize the client’s financial goals and needs over their own interests, ensuring trustworthy and transparent advice.

Comprehensive Wealth Management

Beyond just investment advice, RIAs in India often provide a full suite of wealth management services, including retirement planning, tax optimization, estate planning, and financial goal setting.

Regulatory Compliance & Transparency

RIAs are required to provide full disclosures regarding their fees, potential conflicts of interest, and any disciplinary actions, ensuring a high level of transparency. They are also mandated to follow ethical guidelines laid out by SEBI, which helps in building client trust.

Expert Knowledge and Credentials

RIAs in India typically have extensive qualifications and certifications, such as the *Certified Financial Planner (CFP) or Chartered Wealth Manager (CWM). These qualifications demonstrate a deep understanding of the financial markets and investment strategies, ensuring that clients receive top-notch advice.

Unbiased Advice

Unlike traditional brokers or financial agents who may earn commissions based on the sale of certain financial products, RIAs provide unbiased, conflict-free advice. This ensures that the advice you receive is solely focused on achieving your financial goals without hidden agendas.

Long-Term Relationship

RIAs aim to build long-term relationships with their clients. By offering continuous portfolio monitoring and regular reviews, they ensure that your investments are on track, adapting to any changes in your personal life or the financial markets.

Holistic Approach

RIAs take a comprehensive view of your finances. They understand that investments are just one part of your financial journey. As such, they offer advice across multiple areas, including retirement planning, tax efficiency, and estate planning, ensuring that your wealth is managed optimally.

Our credentials

Complete name of Investment Adviser as registered with SEBI


Purplepond Financial Planners Pvt Ltd

Complete name of Investment Adviser as registered with SEBI

Purplepond Financial Planners Pvt Ltd

Registration number


INA200016892

Valid from


27-May-2022

Complete address


Suite #113, Chall Mall, Sir Theyagaraya Road, T.Nagar, Chennai - 600 017

Contact number of the Principal Officer


+91 94440 55430

E-mail ID of the Principal Officer


saravanan@purplepond.in

SEBI regional / local office address


The SEBI Southern Regional Office, 7th Floor, 756-L, Anna Salai, Chennai - 600002

Investors Complaints Details

Investor Charter in respect of

Investment Adviser

Principal Adviser

Get in touch with us

Let’s start planning your financial journey together

Connect with us today to start planning your financial journey. Our team is ready to turn your vision into a spectacular reality. Let's make it happen!

Visit

604, Challa Mall, Sir Theyagaraya Road, T.Nagar, Chennai - 600017.

Call

+91 94440 55430
+91 63851 91007

Email

ria@purplepond.in
riapurplepond@gmail.com

Stay updated with our latest events, news and offers.